Due Diligence Materials

The ISS Due Diligence Compliance Package is designed to assist our clients and prospective clients in fulfilling the legal/regulatory obligation to conduct due diligence regarding independent third party proxy voting firms. The following are included:

  • Compliance Package Overview
  • Questions You Should Ask
  • Representation and Warranty
  • ISS’ Corporate Services Division
  • Due Diligence Checklist
  • Policies, Procedures and Practices Regarding Potential Conflicts of Interest
  • ISS Regulatory Code of Ethics
Sullivan & Cromwell LLP prepared a review of company policies and procedures regarding the ISS Corporate Services, Inc. business. Please click here to view a letter detailing their findings.

For an overview of our business practices & principles, click here.