The ISS Due Diligence Package is designed to assist our clients and prospective clients in fulfilling the legal/regulatory obligation to conduct due diligence regarding independent third party proxy advisory firms.
Due Diligence Materials
General
- Institutional Shareholder Services Inc. Form ADV Part 2A (Updated March 2021)
- Institutional Shareholder Services Inc. Form ADV Part 2B (Updated March 2021)
- Institutional Shareholder Services Inc. Due Diligence Compliance Package (October 2019)
- ISS Code of Ethics (Updated November 2020)
- General Code of Conduct (Updated November 2020)
- ISS – ISO-Information Security Whitepaper (Updated June 2021)
- Slavery and Human Trafficking Statement (Updated June 2021)
Conflict Mitigation Policies
- Policy Regarding Disclosure of Significant Relationships (Updated May 2021)
- Policy Related to Deutsche Börse
- Deutsche Börse Affiliated Companies
- Policy Related to Genstar Capital
- Genstar Affiliated Companies
- Policy Related to the Board of Directors of ISS HoldCo
- Director Affiliated Companies
Information Related to ISS India
Best Practices Principles and Stewardship Codes
- ISS Compliance Statement to Shareholder Rights Directive (June 2019)
- ISS Compliance Statement to UK Stewardship Code (September 2016)
- ISS Compliance Statement to Japan’s Stewardship Code (September 2020)
- ISS Compliance Statement for Best Practice Principles for Providers of Shareholder Voting Research & Analysis (January 2021)
