The ISS Due Diligence Compliance Package is designed to assist our clients and prospective clients in fulfilling the legal/regulatory obligation to conduct due diligence regarding independent third party proxy advisory firms. The following are included:
- Due Diligence Compliance Package Overview
- Due Diligence Questions You Should Ask
- Due Diligence Checklist
- ISS Corporate Solutions, Inc.
- Policies, Procedures and Practices Regarding Potential Conflicts of Interest
- Accuracy of Information
For an overview of our business practices & principles, click here ›
Due Diligence Materials
General
- Institutional Shareholder Services Inc. Form ADV Part 2A (Updated March 2017)
- Institutional Shareholder Services Inc. Form ADV Part 2B (Updated March 2017)
- Institutional Shareholder Services Inc. Due Diligence Compliance Package (May 2016)
- ISS Regulatory Code of Ethics
- Institutional Shareholder Services Inc. Policy Regarding Disclosure Of Significant Relationships
- Slavery and Human Trafficking Statement
Ownership by Vestar
- ISS Conflicts Policy Regarding Vestar
- Vestar Conflicts Policy Regarding ISS
- ISS Board of Directors Conflicts Policy
- Vestar Affiliated Companies
Best Practices Principles and Stewardship Codes
