Firms are facing new challenges in monitoring remote working staff, and closer scrutiny of practices and procedures in compliance by Regulators.
Please join us for reviews by industry experts on important Trade Surveillance topics including:
Firms are facing new challenges in monitoring remote working staff, and closer scrutiny of practices and procedures in compliance by Regulators.
Please join us for reviews by industry experts on important Trade Surveillance topics including:
Presenters will provide guidance on Best Practice, and the event will also be an opportunity to share experiences with peers on how processes are implemented as we look to envision possible new MAR monitoring requirements that will be introduced in 2023.
5:15 pm – 7:00 pm