A Deep Dive into International Class and Group Actions

Pitfalls and Best Practices

Please join Securities Class Action Services (SCAS) and Grant & Eisenhofer for a cosponsored event exploring the global opt-in marketplace.

A panel of experts will examine recent cases while detailing the nuances and scope of the litigation, risk points each institutional investor claimant should understand before choosing to participate, and to provide an update on the status of each case. Panelists will also discuss best practices and next steps for institutional claimants still establishing a workflow to review and potentially participate in global opt-in litigations.

The event will be moderated by Jeff Lubitz, Executive Director, Head of Securities Class Action Services, and the esteemed Grant & Eisenhofer panelists include:

Jay W. Eisenhofer, Managing Director
Dr. Olav A. Haazen, Director
Guus Warringa, Institutional Investor Relations

Agenda

Boston

8:30–9:00 AM Continental Breakfast
9:00–9:45 AM Panel Discussion
9:45–10:00 AM Interactive Q&A

New York

10:30–11:15 AM Panel Discussion
11:15-11:45 AM Interactive Q&A

Boston
Registration Closed

Fri. Oct. 20
Langham Hotel

New York

Fri. Dec. 1
St. Regis

Deep Dive Registration: Chicago

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9.00 – 9.20	ISS Vision/Mission Chicago
9.20 - 9.50	Excellence in Operational Efficiency Lorraine/Rudi
9:50 - 10.10	Governance: A look back and a look forward Moderated by: Georgina, Catherine, Nathan, Rachit
10.10 - 10.35	Integrating ESG into investment and voting Moderated by: Marija, Max, Ulrika or Jocelyn, Robert
10.35 – 11.00	Leveraging governance data for risk management John or Georgina
11:00 - 11.15	Coffee break Client Coverage
11.15 - 1.15	Policy Discussion Moderated by: Georgina, Catherine, Eva, Jonathan
1.15 - 2.00	Buffet lunch Client Coverage

9.00 – 9.20	ISS Vision/Mission Boston
9.20 - 9.50	Excellence in Operational Efficiency Lorraine/Rudi
9:50 - 10.10	Governance: A look back and a look forward Moderated by: Georgina, Catherine, Nathan, Rachit
10.10 - 10.35	Integrating ESG into investment and voting Moderated by: Marija, Max, Ulrika or Jocelyn, Robert
10.35 – 11.00	Leveraging governance data for risk management John or Georgina
11:00 - 11.15	Coffee break Client Coverage
11.15 - 1.15	Policy Discussion Moderated by: Georgina, Catherine, Eva, Jonathan
1.15 - 2.00	Buffet lunch Client Coverage

9.00 – 9.20	ISS Vision/Mission San Francisco
9.20 - 9.50	Excellence in Operational Efficiency Lorraine/Rudi
9:50 - 10.10	Governance: A look back and a look forward Moderated by: Georgina, Catherine, Nathan, Rachit
10.10 - 10.35	Integrating ESG into investment and voting Moderated by: Marija, Max, Ulrika or Jocelyn, Robert
10.35 – 11.00	Leveraging governance data for risk management John or Georgina
11:00 - 11.15	Coffee break Client Coverage
11.15 - 1.15	Policy Discussion Moderated by: Georgina, Catherine, Eva, Jonathan
1.15 - 2.00	Buffet lunch Client Coverage

9.00 – 9.20	ISS Vision/Mission New York
9.20 - 9.50	Excellence in Operational Efficiency Lorraine/Rudi
9:50 - 10.10	Governance: A look back and a look forward Moderated by: Georgina, Catherine, Nathan, Rachit
10.10 - 10.35	Integrating ESG into investment and voting Moderated by: Marija, Max, Ulrika or Jocelyn, Robert
10.35 – 11.00	Leveraging governance data for risk management John or Georgina
11:00 - 11.15	Coffee break Client Coverage
11.15 - 1.15	Policy Discussion Moderated by: Georgina, Catherine, Eva, Jonathan
1.15 - 2.00	Buffet lunch Client Coverage