Due Diligence Materials
The ISS Due Diligence Compliance Package is designed to assist our clients and prospective clients in fulfilling the legal/regulatory obligation to conduct due diligence regarding independent third party proxy voting firms.The following are included:
- Compliance Package Overview
- Questions You Should Ask
- Representation and Warranty
- ISS' Corporate Services Division
- Due Diligence Checklist
- Policies, Procedures and Practices Regarding Potential Conflicts of Interest
- ISS Code of Ethics
Sullivan & Cromwell LLP prepared a review of company policies and procedures regarding the ISS Corporate Services, Inc. business. Please click here to view a letter detailing their findings.
For an overview of our business practices and principles click here.